This page is intended to describe the process to identify and automate the regulatory requirement for Shareholding Disclosure Filing Documents.
It is our intention to only automate the common regulatory requirement for each form and not individual differences that are attributable to market practice or the general preference of the disclosing firm (e.g. bespoke language and foreign language preference is out of scope for automation).
To identify regulatory requirements that define our Form Standard we use market feedback gathered from aosphere, the relevant regulator, and client review.
Priorities for filing document investment and therefore coverage is based on customer demand.
This icon denotes the documents available for automation using the Filing Manager. Examples include ASIC FIX connectivity for Short Australia submissions.
Please contact your CSM to arrange access to the Filing Manager.
Doc Levels & Process To Create FundApps Form Standard